Legal and Compliance
Legal and Compliance
The documents that govern how Forte Securities Limited deals with its counterparties, together with notices for each office. Policies not published here are available on request from compliance@fortesecurities.com.
Documents
Terms and Conditions of Business
February 2025 · PDF · Forte Securities Limited
Privacy Notice (UK)
March 2025 · PDF · UK GDPR / Data Protection Act 2018
Best Execution and Order Handling Policy
February 2026 · PDF · COBS 11.2A / 11.3
Conflicts of Interest Policy
February 2026 · PDF · SYSC 10 / FCA Principle 8
Office notices
Regulatory notices specific to each office will be published here.
United Kingdom — Forte Securities Limited
FCA · FRN 478424
Hong Kong — Forte Securities (Asia) Limited
SFC · CE No. BPT361
France — Forte Securities Europe SAS
ACPR / AMF
Switzerland — Representative Office, Geneva
FINMA
Monaco — SAM Forte Securities
CCAF
Australia — Forte Securities Australia Pty Limited
ASIC · AFSL 492490
United States — Forte Securities LLC
FINRA · CRD 38373
United Arab Emirates — Forte Capital Markets Limited
DFSA · Ref F007966